Financial & Sector Regulation
Frameworks we cover and how ActiveERM helps you meet financial and sector compliance.
The Sarbanes–Oxley Act (SOX) requires internal controls over financial reporting (ICFR) for US listed companies. PCI DSS (Payment Card Industry Data Security Standard) applies to organizations that store, process, or transmit cardholder data. The EU Digital Operational Resilience Act (DORA) applies to financial entities and mandates ICT risk management, incident reporting, and third-party risk. All impose strict control design, testing, and audit trails. ActiveERM supports control mapping, testing, findings management, and evidence collection for internal and external audit. See our Audit Management solution for findings, evidence, and sector-specific compliance.
Financial and regulated sectors face multiple overlapping requirements. A single platform for controls, audit findings, and evidence helps you avoid duplicate work and meet SOX, PCI DSS, and DORA from one control framework.